Wednesday, February 6, 2013

Parasuraman Vigilance Taxonomy


The “vigilance decrement” is one of the most consistent findings in studies and experiments on vigilance. First articulated by Mackworth in 1948, this decrement describes the marked reduction in performance observed in (correct) signal detection as a function of time. Several theories, such as signal detection theory, have arisen to explain this decrement, and by the late 1970s, two primary factors emerged as key players in this vigilance decrement: sensitivity to the presented signals (d’) and response criteria (beta). In short, some groups attributed this decrement to a possible decrease in perceptual sensitivity as a function of time while others (such as Broadbent and Gregory, 1965) reported subjects’ decrease in confidence as a key cause. While researchers agreed that both parameters were important, the relative and dynamic contributions of each factor remained inconclusive. Many questions still remained. Was the vigilance decrement caused by different factors in different types of studies? Was it the same in auditory vigilance tasks? Are perceptual sensitivity and response criterion both involved in vigilance decrements across all studies? Enter Parasuraman Vigilance Taxonomy.
First described by Raja Parasuraman in 1979, Parasuraman Vigilance Taxonomy (PVT, as it will be referred to henceforth) provides a framework upon which to characterize the vigilance decrement as a function of the type of task. Specifically, it divides tasks into two groups: those that loads memory and those that don’t. PVT holds that different factors are responsible for the vigilance decrement in these two different types of tasks. In this post, we explore the Parasuraman Vigilance Taxonomy in detail by first providing a comprehensive description of it and then citing evidence in support of the taxonomy. Although most of the evidence presented in the papers for today are in favor of the PVT, it is still extremely important to consider the contrary evidence, and this is exactly what we will do. On a deeper level, we will perform a comparative analysis in which we examine proposed revisions to PVT, such as additions of new dimensions, in particular the sensory-cognitive distinction described by See et. al. Furthermore, We will also examine the strengths and weaknesses of the taxonomy. Subsequently, we will perform a deeper analysis of the studies performed and raise questions concerning the experimental design and result interpretation. Lastly, we conclude with PVT’s links to neuroscience and possible future directions.

DESCRIPTION OF PVT: WHAT IS IT?


            The Parasuraman Vigilance Taxonomy refers to a framework for distinguishing between the contribution of perceptual sensitivity and response criteria in the vigilance decrement. Specifically, as Raja Parasuraman detailed in his 1979 paper, this taxonomy holds that the vigilance decrement results from a decrease in perceptual sensitivity only during tasks that loads memory and have rapid event rates. Thus, tasks such as these, termed successive-discrimination tasks by Parasuraman, require the subject to compare the presented signal with previous signals represented in memory when they make a decision. As such, they require the subject to remember the intensity of previous signals in order to make a comparison, and thus impose a type of cognitive load on the subject. In the second type of task, termed simultaneous discrimination by Parasuraman, refers to tasks in which the signal and background events are presented together. Here, the subject is asked to discriminate between the signal and non-signal without needing to remember previous signals and non-signals. As such, these tasks do not load memory. According to PVT, the vigilance decrement in simultaneous discrimination tasks results from changes in the subject’s response criteria.


EVIDENCE: SUPPORATIVE AND OTHERWISE; POSSIBLE REVISIONS TO PVT


Much evidence exists to support the Parasuraman Vigilance Taxonomy. Here, we review three studies that investigated this topic (Parasuraman, 1979; See et. al., 1995; Warm et. al., 2008), with particular focus on their experimental design, results, and how these results provide evidence in favor of the Parasuraman Taxonomy. Since most of the later commentary will concern the Parasuraman paper, we will provide an in-depth review of his methods and results and a brief overview of the other papers, which will be included in the comparative analysis section.

Summary of Parasuraman, 1979

Methods and Experimental Design:          Subjects were asked to perform two types of tasks: successive-discrimination and simultaneous-discrimination tasks (defined above). In the first experiment, subjects performed an auditory vigilance task. In the successive-discrimination group, subjects were asked to distinguish between an intermittent 1000Hz tone (non-signal) and a periodic 2.1-dB increase in that tone (the signal). On the other hand, subjects in the simultaneous-discrimination group were asked to detect a 1000-Hz tone within an intermittent noise burst. Low and high event rates (15 events/min and 30 events/min, respectively) were tested for each group and conditional target probability was controlled for during each task. In a second experiment, three visual vigilance tasks at a high event rate were compared. In the successive-discrimination condition, the signal was a decrease in the intensity of a flashing light. In the simultaneous-discrimination condition, two sources of light were present, and the signal was defined as a decrease in intensity in one of the light sources. A second simultaneous discrimination task defined the target as a small circle appearing at the center of one of the two light sources.

Results/Evidence:     In the first (auditory) experiment, Parasuraman found different results for the successive-discrimination and simultaneous-discrimination groups. Specifically, subjects in the successive-discrimination group exhibited a “progressive reduction in detection ability in consecutive time blocks” at high event rate, as indicated by receiver operating characteristic plots of the data. This reduction was absent during the low event rate. For the simultaneous-discrimination group, however, the data points clustered around a line of fixed detectability for both the low and high event rates, a result that indicated that the vigilance decrement observed in this condition was not due to changes in signal detectability. These results on decreases in performance in high-event rate successive-discrimination tasks (which load memory) suggest that perceptual sensitivity contributes to the vigilance decrement in tasks that load memory and occur at high event rates, a postulate of the Parasuraman taxonomy. Furthermore, the finding that event rate has no impact in simultaneous-discrimination tasks suggest that the vigilance decrement in these tasks could be attributed to response criterion, another tenant of the Parasuraman taxonomy.


COMPARATIVE ANALYSIS: Proposed Revisions and Advancing Vigilance Research


            The authors for this week all addressed the PVT in their studies; however, they had different approaches and conclusions. Here, we perform a comparative analysis of their findings and inferences. We begin with an examination of the proposed revisions by See et. al. and then explore the suggestions for advancing vigilance research posed by Warm et. al.
            See and his research group performed a meta-analysis of 42 vigilance studies in their effort to refine the PVT by identifying other task parameters that may contribute to the sensitivity decrement. Although this investigation provided evidence for Parasuraman’s finding that the decrement is substantial and is dependent on the type of discrimination and event rate, it also suggested revisions to the existing PVT. In particular, See et. al. found that vigilance studies should distinguish between sensory and cognitive tasks. Here, we will examine See et. al.’s study, with a particular focus on how their results support and question the original PVT. Lastly, we look at the proposed revisions proposed in the paper.
            Although much evidence exists to support the PVT, See notes that “additional investigation have indicated that the model may require refinement.” For one, the sensitivity decrement predicted by the model does not always occur in high-event rate/successive-discrimination tasks. Secondly, sensitivity decrements have been observed in cases (such as high-event-rate/simultaneous-discrimination tasks) where no such decrement should occur as predicted by the model. Even more pressingly, studies have shown that a sensitivity decrement can occur even in the absence of a memory load. This evidence to the contrary prompted See and other researchers to wonder whether the sensitivity decrement is caused by the total task demand rather than one or two aspects of the task. In particular, following the study by Koelega et. al., See investigated the distinction between sensory and cognitive vigilance tasks. In sensory tasks, the signal is a change in the physical attributes of the background event, whereas cognitive tasks utilize symbolic or alphanumeric events and signals. Ultimately, See et. al. found cognitive vigilance tasks were associated with a “vigilance increment,” a term coined to describe the stabilization in subjects’ performance as a function of time. This is in direct contrast to the results of sensory vigilance tasks reported previously. Thus, on the basis of these results, See et. al. suggests that the PVT needs to be refined to incorporate the distinction between cognitive and sensory tasks.
            Warm and colleagues discuss the developments and advances in vigilance research and argue that evidence from behavioral, subjective, and neural studies support the conclusion that vigilance requires mental work and is stressful, in accordance with attentional resource theory. Warm et. al. cites studies that support the PVT proposed by Parasuraman. Specifically, he notes that a number of studies have shown that successive tasks require more mental attentional resources, such as memory, than simultaneous-discrimination tasks. Indeed, he found that factors known to increase information-processing demand had a more drastic effect on performance on successive tasks than on simultaneous tasks, a result that supports the assertion that successive tasks are more resource demanding. However, Warm and colleagues also address the criticisms posed against resource theory. Specifically, the fact that the resources, as well as the increases in resource demands, are usually inferred from performance rather than measured (a phenomenon seen in the Parasuraman paper) is a striking flaw. In response to this criticism, Warm discusses studies that take the experimental procedures of Parasuraman and see one step further to incorporate neuroimaging techniques such as PET and fMRI. Studies such as these demonstrated increased cerebral blood flow in areas of the prefrontal cortex could serve as proxies to quantify attentional resources and mental workload. Furthermore, neuroimaging techniques such as transcranial Doppler sonography (TCD) have shown that the vigilance decrement is associated with a decline in blood flow velocity. Furthermore, the decline of blood flow was directly correlated to task demands, especially in the right cerebral hemisphere. The addition of this neural component provides greater insight into the processes underlying the vigilance decrement.

QUESTIONS AND COMMENTS



           Reading these three papers left me with several questions and comments on their approach, results, and inferences. Here, we will first consider the strengths and weaknesses of the Parasuraman Vigilance Taxonomy, as described by Parasuraman in his 1979 paper, and then address some further questions on this paper. We conclude with some comments on the results and inferences of See et. al. and Warm et. al.

Strengths and Weaknesses



The Parasuraman Vigilance Taxonomy has several prominent strengths, but also has several important flaws. Here, we examine the key strengths and weaknesses of this taxonomy.

Strengths:           The greatest strength of the Parasuraman Vigilance Taxonomy, in my opinion, is the fact that it provides a basis upon which the vigilance decrement could be understood and characterized. While no platform is perfect, the PVT gives researchers something concrete to worth with and expand upon. Furthermore, it takes into account that different types of vigilance tasks impose different demands on the subject, and thus may lead to a vigilance decrement for different reasons. The insight of PVT—that the same observed vigilance decrement may actually be due to different reasons—is a difficult and rare feat and serves as one of its key strengths. Furthermore, the fact that PVT is mostly supported by a variety of vigilance tasks—from auditory to visual—provides an additional pillar of strength of this taxonomy. Last week, I questioned why the vigilance tasks utilized were confined to visual tasks and whether other types of vigilance tasks (such as auditory tasks) would produce different results. The congruence in the results of the auditory and visual tasks, and in particular, the fact that PVT takes into consideration different types of vigilance tasks, is an important strength.

Weaknesses:         While the PVT has several key strengths, it also has important weaknesses. The most striking flaw for me was its disagreement with some empirical data, as reported by Parasuraman himself in later papers. For instance, Parasuraman found no sensitivity decrement in 5 of the 19 high-event-rate/successive-discrimination tasks; since these tasks clearly load memory, this result is in direct contrast to the Parasuraman Vigilance Taxonomy. Furthermore, the presence of a sensitivity decrement in vigilance tasks where no such decrement is predicted by the model (simultaneous-discrimination/high-event-rate tasks) also violates the taxonomy. The clear presence of empirical data that disagree with the taxonomy is concerning; even more pressing, however, is the possibility that these data points were not given the adequate consideration during the formation of the Parasuraman Vigilance Taxonomy. If PVT was formed on the grounds of biased data (where the limited number of data points that did not agree with the taxonomy were thrown out or given less attention), then this would serve as the greatest flaw of the taxonomy. Another weakness of the taxonomy is its binary nature. Specifically, it considers only two factors that may potentially affect the vigilance decrement; event rate and type of discrimination. Although this consideration is already a milestone in the study of vigilance, it does not take into account other factors of the study that may affect the vigilance decrement. Addition parameters such as overall task load, as suggested by See et. al., could contribute to the vigilance decrement. Furthermore, the original PVT does not take into consideration possible cases where both sensitivity decrement and response criterion are involved in the vigilance decrement. Although most of the prior research has suggested that these two factors may operate independently, it is still worthwhile to consider the interplay between these two factors as well as other parameters in contributing to the vigilance decrement.

Further Comments on Parasuraman, 1979

            The Parasuraman paper is clearly a groundbreaking achievement in the study of vigilance, and I found the paper extremely interesting. I did have some questions, however, about the inferences made from the results. For one, I found the attribution of the sensitivity decrement to memory load rather abrupt. While no one contests the fact that higher event rates during a successive-discrimination task would load memory more than a low-event one, there can also be alternative contributions to the sensitivity decrement. Yet, not such alternative contributions are even explored. Furthermore, no definitive experiment was done to prove the assumption that memory-load was the key difference between high-event-rate/successive-discrimination tasks and other tasks. Combined with the empirical data that disagreed with the model, this challenged the PVT for me. I would have liked to see more experiments establishing the link between event-rate and memory load.

See et. al. and Warm et. al.

            The researchers in these two studies addressed some of the inadequacies of the original PVT and made important progress. For instance, See et. al. addressed some of the inconsistencies of the PVT with experimental data and echoed the question whether there exist other contributions to the sensitivity decrement. While See et. al. makes an important revision to the original PVT by pointing out the difference between cognitive and sensory tasks, it also falls prey to the semi-binary inference-making seen in the Parasuraman paper. While their results illustrate a clear difference between cognitive and sensory vigilance tasks, they fail to take into account the interplay between these two factors. What about tasks that incorporate both cognitive and sensory elements? Do these two parameters operate independently or do they interact to produce the sensitivity decrement?
            I found the Warm paper extremely fascinating. For one, it is one of the first papers so far on the study of vigilance that incorporates a neural component and thus provides more definitive to support their results. Most compellingly, it discusses techniques that allow researchers to truly quantify the factors involved in the vigilance decrement. With neuroimaging and similar techniques, researchers studying vigilance can stop making inferences based on performance and actually measure factors of interest in this decrement. However, as painful as it is to say, even neuroimaging and neuroscience techniques have its limits. It will be interesting to observe and contribute to the advances in neuro-technology that may ultimately transcend the present limitations.


LINKS TO NEUROSCIENCE AND FUTURE DIRECTIONS





           I think Warm and colleagues have the correct idea in incorporating evidence and results from a variety of studies, including neural, behavioral, and subjective. I would be interested to further explore the neurobiological underpinnings of the vigilance decrement in the future, with a particular emphasis on the differences in the neurobiological process between successive-discrimination and simultaneous-discrimination tasks. Specifically, I think it would be interesting to have a “mouse model” of this phenomenon. A possible (and rudimentary) experimental design could be as follows. Since LTP, or long-term potentiation, is the cellular correlate of long-term memory formation, to investigate the role that memory load plays in the sensitivity decrement, we can impair early stage LTP or the working memory of mice and then measure their performance on successive-discrimination and simultaneous-discrimination tasks. If memory load is indeed the determining factor, then the mice with impaired LTP should demonstrate a greater performance decrement in the successive-discrimination trails than the simultaneous trails. Clearly, there are difficulties that must be overcome to perform an experiment like this. Mice need to be trained to perform the difference vigilance trails, and most importantly, humane treatment of the mice MUST be ensured.

Disclaimer: Okay, from working with mice, I know lab mice don’t actually look like that, but who can resist sleeping mice with a teddy bear or a mouse on a swing?

REFERENCES


See, J.E., Howe, S.R., Warm, J.S., & Dember, W.N. (1995). Meta-Analysis of the Sensitivity Decrement in Vigilance. Psychological Bulletin, 117, 230-249.

Warm, J.S. and Parasuraman, R., et. al. (2008). Vigilance Requires Hard Mental Work and Is Stressful. Human Factors. 50(3): 433-441.

Image References

Interview Prep: What is your Greatest Weakness? http://www.medpreps.com/medpreps/interview-prep-greatest-weakness/ Accessed 06/02/2013.

Strength. Looking for Tigger. http://www.lookingfortigger.com/2012/04/05/strength/ Accessed 06/02/2013.

Ask a Question About JHD. http://en.hdyo.org/eve/questions/ Accessed 06/02/2013.


No comments:

Post a Comment